Compliance & Regulatory Information
Oakline Bank's commitment to regulatory excellence and customer protection
Oakline Bank is committed to maintaining the highest standards of regulatory compliance and ethical banking practices. We operate under strict oversight to protect our customers and maintain the integrity of the financial system.
Regulatory Oversight
FDIC Insurance
Member FDIC - All deposit accounts are insured up to $250,000 per depositor, per insured bank, for each account ownership category. FDIC Certificate #34567.
Federal Reserve System
Oakline Bank is a member of the Federal Reserve System and subject to examination and regulation by the Federal Reserve Bank.
OCC Supervision
As a national bank, we are chartered and regulated by the Office of the Comptroller of the Currency (OCC), ensuring adherence to federal banking laws.
Anti-Money Laundering (AML) & BSA
Oakline Bank maintains a comprehensive AML program in compliance with the Bank Secrecy Act:
- Customer Due Diligence (CDD) procedures for all new accounts
- Enhanced Due Diligence (EDD) for high-risk customers
- Suspicious Activity Report (SAR) filing when required
- Currency Transaction Report (CTR) filing for transactions over $10,000
- OFAC sanctions screening and monitoring
- Regular employee training on AML requirements
Consumer Protection
We comply with all applicable consumer protection laws:
- Truth in Lending Act (TILA): Clear disclosure of credit terms
- Fair Credit Reporting Act (FCRA): Proper use of credit reports
- Equal Credit Opportunity Act (ECOA): Fair lending practices
- Real Estate Settlement Procedures Act (RESPA): Mortgage transparency
- Fair Debt Collection Practices Act (FDCPA): Ethical collection practices
- Electronic Fund Transfer Act (EFTA): Electronic transaction rights
Privacy & Data Protection
We maintain strict compliance with privacy regulations:
- Gramm-Leach-Bliley Act (GLBA) privacy requirements
- California Consumer Privacy Act (CCPA) where applicable
- PCI DSS compliance for payment card data
- SOX compliance for financial reporting
- Regular cybersecurity assessments and updates
Fair Lending & CRA
Community Reinvestment Act (CRA)
Oakline Bank is committed to meeting the credit needs of our entire community, including low- and moderate-income neighborhoods. Our CRA rating: Satisfactory.
Fair Housing Act
We provide equal housing opportunity and do not discriminate based on race, color, religion, sex, handicap, familial status, or national origin.
Investment Services Compliance
Oakline Securities, LLC provides investment services under strict regulatory oversight:
- FINRA Member - Check our BrokerCheck record
- SIPC Member - Securities investor protection
- SEC oversight for investment advisory services
- Suitability and best interest standards
- Regular compliance examinations
Reporting & Transparency
We maintain transparency through regular reporting:
- Quarterly Call Reports to regulators
- Annual CRA Performance Evaluation
- HMDA Data reporting and disclosure
- Public availability of regulatory reports
- Regular board and committee oversight
Compliance Contact
For compliance-related questions or to report concerns:
- Email: compliance [at] theoaklinebank.com
- Phone: 1-800-OAKLINE (625-5463)
- Mail: Compliance Officer, Oakline Bank, 12201 N May Avenue, Oklahoma City, OK 73120
- Anonymous Hotline: 1-800-REPORT (737-6781)